Lawrence Robert Fuller Ii

Current Employers

Employment History

• 04/2005 → Present
  Fuller Asset Management, Llc
  Scottsdale, AZ

Previous Registrations

• 2003-04-17 → 2005-05-11
  Cetera Advisors Llc
  Mesa, AZ
• 2002-11-07 → 2003-04-02
  Voya Financial Partners, Llc
  Mesa, AZ
• 1998-10-29 → 2002-10-01
  Morgan Stanley Dw Inc.
  Scottsdale, AZ

Other Businesses

1) I HAVE BEEN A CONTRIBUTING AUTHOR FOR THE SEEKING ALPHA FINANCIAL NEWS AND RESEARCH WEBSITE BASED IN NEW YORK, NY SINCE FEBRUARY OF 2013. THE NUMBER OF HOURS ALLOCATED PER MONTH TO WRITING ARTICLES FOR THE SITE CAN VARY BETWEEN ZERO TO AS MANY AS TWENTY DEPENDING ON HOW MANY ARTICLES ARE WRITTEN, NONE OF WHICH OCCUR DURING SECURITY TRADING HOURS. 2) Strategic Partner; Dub; Investment Related: Yes; 120 Wall Street New York NY 10006; Dub is rewriting the rules of investing by democratizing access to sophisticated investment strategies. As a cutting-edge retail investing platform, dub empowers users to explore, copy, and create portfolios seamlessly. Whether you're a seasoned investor or just starting, dub is a gateway to a diverse marketplace of strategies, bridging innovation and financial inclusion. The dub family includes a registered investment advisor with the Securities and Exchange Commission and a registered broker dealer, member FINRA; Duties: Create, fund, and actively mange an investment portfolio with the dub app, and make the portfolio available for other dub app users to copy. In addition, include the dub link in my profile when creating and publishing content on the Seeking Alpha platfrom, as well as discuss the company's activiies and achievements over time in published content.; 2024-02-28; Hours per month devoted to business during trading hours: 2; Hours per month devoted to business outside trading hours: 4; Percentage of total yearly compensation expected to be derived from the business: 0;

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-10-07
• S63 Uniform Securities Agent State Law Examination
  1993-09-15

Other Names

• Lawrence Fuller
• Lawrence Robert Fuller