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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-26 |
| IL | RA | APPROVED | 2018-04-04 |
Branch Locations
540 W Northwest Hwy Ste E100, Barrington, IL 60010-3051 • United States
Elgin, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services, Inc. | Schaumburg | IL | 11/1997 | 10/2017 |
| Ameriprise Financial Services, Inc. | Lake Zurich | IL | 03/2018 | 03/2020 |
| Petsmart | Elgin | IL | 10/2017 | Present |
| Ameriprise Financial Services, Llc | Barrington | IL | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-22 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-25 |
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