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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-06-16 |
| MD | RA | APPROVED | 1998-03-20 |
Branch Locations
180 Admiral Cochrane Dr Ste 550, Annapolis, MD 21401-8411 • United States
Annapolis, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Annapolis | MD | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Annapolis | MD | 03/2020 | Present |
Board of Directors; Naval Academy Women's Golf Association; Treasurer; 64 Greenbury Point Rd, , Annapolis, MD, 21402; Not Investment-Related; 12/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-30 |
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