Stephen Nall Jones

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2008 → Present
  Stifel Nicolaus
  Florence, SC

Previous Registrations

• 2008-01-01 → 2008-07-01
  Wells Fargo Clearing Services, Llc
  Florence, SC
• 1999-10-15 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Florence, SC
  Florence, SC
  St. Louis, MO

Other Businesses

1. Francis Marion University Board of Trustees; PO Box 100547, Florence, SC 29501; Member of the Board; 04/08/2011; 6 Hours per Quarter; During Securities Trading Hours; Not Investment-Related. 2. Riverbend Family Partnership, LLC; 1700 West Carolina Avenue Hartsville SC 29550; Owns a small farmhouse and a few acres; Simply a one-third owner; 6/16/2005; 1 hour per month; not during securities trading hours; Not Investment-Related 3. McLeod Health Foundation; 300 South Dargan St, Florence, SC 29506; MHF generates philanthropic support to perpetuate medical excellence at McLeod Health; Finance & Investment Committee; An Investment Committee that reviews the investments and activity of the MHF. Has no power/authority to transact; 02/03/2015; 1.5 Hours per Quarter; During securities trading hours; Not Investment-Related.

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-08-06

Designations

• Certified Financial Planner