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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2008-11-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus | Florence | SC | 06/2008 | Present |
1. Francis Marion University Board of Trustees; PO Box 100547, Florence, SC 29501; Member of the Board; 04/08/2011; 6 Hours per Quarter; During Securities Trading Hours; Not Investment-Related. 2. Riverbend Family Partnership, LLC; 1700 West Carolina Avenue Hartsville SC 29550; Owns a small farmhouse and a few acres; Simply a one-third owner; 6/16/2005; 1 hour per month; not during securities trading hours; Not Investment-Related 3. McLeod Health Foundation; 300 South Dargan St, Florence, SC 29506; MHF generates philanthropic support to perpetuate medical excellence at McLeod Health; Finance & Investment Committee; An Investment Committee that reviews the investments and activity of the MHF. Has no power/authority to transact; 02/03/2015; 1.5 Hours per Quarter; During securities trading hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-08-06 |
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