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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED_RES | 2011-03-04 |
| CT | RA | APPROVED | 2009-10-30 |
| NJ | RA | APPROVED | 2009-10-30 |
Branch Locations
55 Railroad Ave, Greenwich, CT 06830 • United States
300 Broadhollow Rd, Melville, NY 11747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | New York | NY | 01/2005 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 10/2009 | Present |
I*476977, Entity Type Entity Governmental, Name of OBA: Hirshhorn Museum and Sculpture Garden Address: WashingtonDistrict of Columbia20013 Investment Related: No Position, Title, Association: Committee,Director Employee Start Date: 12/04/2017 No Hours: 4 monthly No Hours during trading: 1.67 monthly Duties: serving as director on the board of trustees, non-profit museum
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-10 |
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