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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-06-28
TX RA APPROVED_RES 1999-03-15
FL RA APPROVED 1999-01-07
  • IL RA
    APPROVED
    Since 2022-06-28
  • TX RA
    APPROVED_RES
    Since 1999-03-15
  • FL RA
    APPROVED
    Since 1999-01-07

Branch Locations

200 Central Avenue 24Th Floor, St. Petersburg, FL 33701 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. St Petersburg FL 10/1998 Present
Raymond James & Associates, Inc. Chicago IL 06/2023 Present
Other Businesses

PARC / Pinellas Association of Retarded Children Address: Saint Petersburg, FL Nature of the Business: Board Member/Officer/Director Position/Title: Board Member/Officer/Director Investment Related:No Start Date: 11/24/2015 Hours per month devoted to this business: 16 Hours per month devoted to this business during trading hours: 4 Description of duties: Executive Committee Member, Board Chair (October 2018 - September 2019), Past Board Chair (October 2019 - September 2020)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-12-29
  • S66 Uniform Combined State Law Examination
    1998-12-29
Other Names
  • Douglas Gates

View on SEC IAPD

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