Sean Patrick Tully

Rbc Capital Markets, LLC

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Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-12-01
MD	RA	APPROVED	2009-02-11

TX RA
APPROVED_RES

Since 2015-12-01
MD RA
APPROVED

Since 2009-02-11

Branch Locations

128 N Bond St Suite 501, Bel Air, MD 21014 • United States

Bel Air, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets	Bel Air	MD	02/2009	Present
City National Bank	Hunt Valley	MD	06/2017	Present

02/2009 → Present

Rbc Capital Markets

Bel Air, MD
06/2017 → Present

City National Bank

Hunt Valley, MD

Previous Registrations

2006-02-21 → 2009-03-02

Citigroup Global Markets Inc.

Bel Air, MD

New York, NY

Bel Air, MD
1998-01-30 → 2006-02-21

Legg Mason Wood Walker, Incorporated

Bel Air, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-12-12
S63	Uniform Securities Agent State Law Examination	1993-10-06

S65 Uniform Investment Adviser Law Examination

1994-12-12
S63 Uniform Securities Agent State Law Examination

1993-10-06

View on SEC IAPD

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Other Investors

MELISSA MARIE MULLAN

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ALEC LLOYD MOURING

JOSEPH MICHAEL ANDERSEN

Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · BEL AIR, MD

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Bel Air, MD

OSAIC WEALTH, INC. · BEL AIR, MD

FOUNDERS FINANCIAL SECURITIES LLC · BEL AIR, MD

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BEL AIR, MD

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Bel Air, MD

AMERIPRISE FINANCIAL SERVICES, LLC · Bel Air, MD

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Be Air, MD

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