Sean Patrick Tully

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2009 → Present
  Rbc Capital Markets
  Bel Air, MD
• 06/2017 → Present
  City National Bank
  Hunt Valley, MD

Previous Registrations

• 2006-02-21 → 2009-03-02
  Citigroup Global Markets Inc.
  Bel Air, MD
  New York, NY
  Bel Air, MD
• 1998-01-30 → 2006-02-21
  Legg Mason Wood Walker, Incorporated
  Bel Air, MD

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-12-12
• S63 Uniform Securities Agent State Law Examination
  1993-10-06