Adam Howard Mosbach

Current Employers

Employment History

• 01/2008 → 06/2018
  Lincoln Financial Advisors Corp
  Phoenix, AZ
• 09/2018 → 09/2019
  Ashton Thomas Private Wealth, Llc
  Scottsdale, AZ
• 09/2018 → 09/2019
  Ashton Thomas Insurance Agency
  Scottsdale, AZ
• 10/2018 → 09/2019
  M. S. Howells & Co.
  Scottsdale, AZ
• 12/2019 → 06/2024
  Securities America, Inc.
  Phoenix, AZ
• 12/2019 → Present
  Pfg Advisors
  Phoenix, AZ
• 09/2019 → Present
  Self Employed Adam Mosbach
  Chandler, AZ
• 06/2024 → Present
  Osaic Wealth, Inc.
  Phoenix, AZ

Previous Registrations

• 2018-09-20 → 2019-09-13
  Ashton Thomas Private Wealth
  Scottsdale, AZ
• 2008-03-04 → 2018-07-27
  Osaic Fa, Inc.
  Scottsdale, AZ
  Denver, CO

Other Businesses

DBA - A.M. Guidance & Financial Services Consulting, LLC PRIORITY FINANCIAL GROUP POSITION: Advisor NATURE: Providing Advisory Services to Clients INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 15 START DATE: 12/09/2019 ADDRESS: 3200 N Central Ave 200, Phoenix AZ 85013 DESCRIPTION: Provide advisory services to clients in the form of asset management, risk management and financial advice/planning. A.M. GUIDANCE & FINANCIAL SERVICES CONSULTING, L.L.C. POSITION: CEO and Founder NATURE: Third Party recruiting and coaching and training of financial advisors. INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 25 START DATE: 11/27/2019 ADDRESS: 14550 N Thompson Peak PKWY #210, Scottsdale AZ 85286, United States DESCRIPTION: I help financial advisors find the perfect fit when seeking a new affiliation with a BD/RIA. I coach advisors to higher levels of performance through new client acquisition and preferred introduction processes. I help them incorporate advanced planning and protection products into their practices. ADAM MOSBACH POSITION: Owner NATURE: I own and operate a small fixed insurance agency. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 09/23/2019 ADDRESS: 14450 N Thompson Peak PKWY, #210, Scottsdale AZ 85260, United States DESCRIPTION: Sell to my clients and assist/collect overrides from other advisors sales on fixed insurance products using Capitas primarily as the underlying IMO.

Exams

• S66 Uniform Combined State Law Examination
  2008-03-01
• S63 Uniform Securities Agent State Law Examination
  1993-09-21

Designations