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Robert Maurice Haynie

Oppenheimer & Co. Inc.

Seattle, WA

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2008-01-10
WA RA APPROVED 2008-01-10
  • TX RA
    APPROVED
    Since 2008-01-10
  • WA RA
    APPROVED
    Since 2008-01-10

Branch Locations

701 Pike Street Suite 2100, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Seattle WA 01/2008 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-05-20
S65 Uniform Investment Adviser Law Examination 1993-06-29
  • S63 Uniform Securities Agent State Law Examination
    2005-05-20
  • S65 Uniform Investment Adviser Law Examination
    1993-06-29
Designations

View on SEC IAPD

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KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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