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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-09-11
FL RA APPROVED 1993-09-09
  • TX RA
    APPROVED_RES
    Since 2022-09-11
  • FL RA
    APPROVED
    Since 1993-09-09

Branch Locations

200 Central Avenue 24Th Floor, St. Petersburg, FL 33701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. St. Petersburg FL 06/1993 Present
Other Businesses

(1) 01/2008 HOMELESS LEADERSHIP NETWORK OF PINELLAS COUNTY - BUSINESS LIAISON; 8 HRS PER MTH, 8 HRS PER MTH DURING BSNS HRS 2) 10/2006 FLORIDA CHAPTER OF TOURETTE SYNDROM ASSOC - PRESIDENT; 20 HRS PER MTH, 5 HRS PER MTH DURING BSNS HRS (3)Name of Business : St. Pete Chamber Address: 100 2nd Avenue N, St. pete, FL, United States Nature of the Business: Non Profit Org. - Founder/Leadership Position/Title: Non Profit Org. - Founder/Leadership Investment Related:No Start Date: 11/10/2010 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2 -10 Description of duties: Chair of the Downtown Waterfront Master Plan Task Force. 4)Name of Business : St Pete Downtown Waterfront Parks Foundation Address: St Petersburg, FL Nature of the Business: Board Member/Officer/Director Position/Title: Board Member/Officer/Director Investment Related: No Start Date: 05/02/2019 Hours per month devoted to this business: 1 Hours per month devoted to this business during trading hours: 0 Description of duties: Board member

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-01-10
S63 Uniform Securities Agent State Law Examination 1993-09-07
  • S65 Uniform Investment Adviser Law Examination
    1994-01-10
  • S63 Uniform Securities Agent State Law Examination
    1993-09-07

View on SEC IAPD

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