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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-12-07
  • NY RA
    APPROVED
    Since 2023-12-07

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Prudential Insurance Company Of America New York NY 06/2011 Present
Pruco Securities, Llc. New York NY 09/2012 08/2017
Prudential Investment Management Services Llc New York NY 08/2017 Present
Gwfs Equities, Inc. Staten Island NY 04/2022 Present
  • 06/2011 → Present
    The Prudential Insurance Company Of America
    New York, NY
  • 09/2012 → 08/2017
    Pruco Securities, Llc.
    New York, NY
  • 08/2017 → Present
    Prudential Investment Management Services Llc
    New York, NY
  • 04/2022 → Present
    Gwfs Equities, Inc.
    Staten Island, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-11-07
  • S63 Uniform Securities Agent State Law Examination
    1994-11-07
Designations
  • Certified Financial Planner
Other Names
  • Joe C Chang
  • Sung Hyun Chang

View on SEC IAPD

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