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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-07-11 |
| IN | RA | APPROVED | 2009-01-26 |
Branch Locations
250 E 96Th St, #200, Indianapolis, IN 46240 • United States
Indianapolis, IN • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Indianapolis | IN | 01/2009 | Present |
1. 01/26/2009 - BAY PORT WEALTH MANAGEMENT/DBA ONLY/INDIANAPOLIS, IN 46236 2. 12/16/2010 - NON-VARIABLE INSURANCE,CHARTER ADVISORY, 5%.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-01-31 |
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