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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 1998-07-13 |
| CA | RA | APPROVED | 1997-07-08 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Mateo | CA | 06/1993 | Present |
| Bank Of America, Na | San Mateo | CA | 09/2009 | Present |
I*4280269, Entity Type: , Name of OBA: P M L TTEE L A L TTEE U/A DTD 01/08/2018 , Address: Hillsborough, California, 94010, Investment Related: N, Position, Title, Association: Co-Trustee, Employee Start Date: 04/02/2026, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-08-05 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-20 |
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