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Panfang Fu

Ubs Financial Services Inc.

Newport Beach, CA

Newport Beach, CA

Irvine, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-06-11
CA RA APPROVED 1997-07-08
  • TX RA
    APPROVED_RES
    Since 2010-06-11
  • CA RA
    APPROVED
    Since 1997-07-08

Branch Locations

888 San Clemente Drive, Newport Beach, CA 92660 • United States

888 San Clemente Drive Suite 400, Newport Beach, CA 92660 • United States

Irvine, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Newport Beach CA 06/1993 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-04-23
S63 Uniform Securities Agent State Law Examination 1993-07-26
  • S65 Uniform Investment Adviser Law Examination
    1996-04-23
  • S63 Uniform Securities Agent State Law Examination
    1993-07-26

View on SEC IAPD

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