Joseph Vincent Ricotta

Current Employers

Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-05-23
FL	RA	APPROVED	2017-05-24
NJ	RA	APPROVED	2010-03-02

TX RA
APPROVED

Since 2025-05-23
FL RA
APPROVED

Since 2017-05-24
NJ RA
APPROVED

Since 2010-03-02

Branch Locations

Citi Wealth Management, Sales 3009 Yamato Rd, Boca Raton, FL 33434 • United States

North Palm Beach, FL • United States

Cwm Retail, Sales 11521 U.S. Hwy. 1, Palm Beach Gardens, FL 33408 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Citigroup Global Markets Inc	New York	NY	11/2008	Present

11/2008 → Present

Citigroup Global Markets Inc

New York, NY

Previous Registrations

1998-04-07 → 2008-11-17

Chase Investment Services Corp.

New York City, NY

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-03-24
S63	Uniform Securities Agent State Law Examination	1993-09-17

S65 Uniform Investment Adviser Law Examination

1998-03-24
S63 Uniform Securities Agent State Law Examination

1993-09-17

Designations

Other Names

Joseph V Ricotta

View on SEC IAPD

Current Employers

Citigroup Global Markets Inc.

Disclosures

Employment History

Previous Registrations

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

Reviews