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Sergio Rivera Vazquez

Veraz Advisors

San Ramon, CA

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Current Employers
Veraz Advisors

2355 San Ramon Valley Blvd, Suite 204, San Ramon, CA 94583 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-25
  • CA RA
    APPROVED
    Since 2026-01-25

Branch Locations

2355 San Ramon Valley Blvd, Suite 204, San Ramon, CA 94583 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Veq Capital Guadalajara 10/2020 03/2022
Petro Equity Partners Mexico City 03/2016 09/2020
Morgan Stanley Smith Barney Llc San Francisco CA 04/2022 03/2024
Edward Jones St. Louis MO 04/2024 Present
  • 10/2020 → 03/2022
    Veq Capital
    Guadalajara
  • 03/2016 → 09/2020
    Petro Equity Partners
    Mexico City
  • 04/2022 → 03/2024
    Morgan Stanley Smith Barney Llc
    San Francisco, CA
  • 04/2024 → Present
    Edward Jones
    St. Louis, MO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-13
S65 Uniform Investment Adviser Law Examination 2013-07-29
S63 Uniform Securities Agent State Law Examination 2013-04-18
  • S66 Uniform Combined State Law Examination
    2022-06-13
  • S65 Uniform Investment Adviser Law Examination
    2013-07-29
  • S63 Uniform Securities Agent State Law Examination
    2013-04-18
Other Names
  • Sergio Riveravazquez
  • Sergio Rivera Vazquez
  • Sergio Rivera Vazquez

View on SEC IAPD

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EAGLE STRATEGIES LLC · SAN RAMON, CA
EAGLE STRATEGIES LLC · SAN RAMON, CA
EAGLE STRATEGIES LLC · SAN RAMON, CA
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