Phillip Falk

Current Employers

Employment History

• 10/2016 → 06/2017
  Paulson Investment Company, Llc
  Chicago, IL
• 06/2016 → 10/2016
  Unemployed
  Lake Forest, IL
• 06/2017 → 03/2021
  Great Point Capital
  Chicago, IL
• 04/2017 → 12/2018
  Great Point Advisors Llc
  Chicago, IL
• 01/2020 → 07/2021
  Fourstar Wealth Advisors, Llc
  Chicago, IL
• 03/2021 → 07/2021
  Center Street Securities
  Nashville, TN
• 12/2020 → Present
  Caprock Real Estate
  Chicago, IL
• 07/2018 → Present
  Symmetry Financial Insurance
  Scotch Plains, NY
• 07/2021 → Present
  Emerson Equity Llc
  San Mateo, CA
• 04/2023 → Present
  Nextpoint Myga
  Kansas City, MO
• 12/1999 → Present
  R. Henry Zaaarini
  Lake Forest, IL

Previous Registrations

• 2020-02-07 → 2021-07-01
  Fourstar Wealth Advisors, Llc
  Lake Forest, IL
  Chicago, IL
• 2019-07-30 → 2020-03-16
  Blueskye Investment Advisers, Llc
  Orlando, FL
  Chicago, IL
• 2018-04-13 → 2018-12-31
  Great Point Advisors Llc
  Chicago, IL
• 2008-10-14 → 2009-10-27
  Workman Securities Corporation
  Eden Prairie, MN
  Lake Forest, IL
• 2006-10-04 → 2008-10-24
  Advanced Equities, Inc.
  Chicago, IL
  Chicago, IL
  Chicago, IL
• 2003-01-17 → 2003-02-14
  Credit Suisse Securities (Usa) Llc
  Chicago, IL
• 2000-09-05 → 2003-01-17
  Pershing Llc
  Chicago, IL

Other Businesses

1)-CAPROCK REAL ESTATE-INVESTMENT RELATED-65 WACKER PLACE,STE 820, CHICAGO, IL 60601-12/2020-SENIOR DIRECTOR BUSINESS DEVELOPMENT, MARKETING FOR 1031 PROPERTIES, PROPERTY MANAGEMENT, 16 HOURS A MONTH DURING SECURITIES TRADING HOURS. 2)-SYMMETRY FINANCIAL INSURANCE-NOT INVESTMENT RELATED-1221 LENAPE WAY, SCOTCH PLAINS, NJ 07076-INSURANCE SPECIALIST/FMO, HELP CLIENTS INVEST FOR RETIRMENT-4 HOURS A MONTH DURING SECURITIES TRADING HOURS, 3) HIGHLAND CAPITAL BROKERAGE-INVESTMENT RELATED, 3535 GRANDVIEW PARKWAY STE 600 BIRMINGHAM, AL 35243, LIFE, HEALTH AND ANNUITY INSURANCE BUSINESS, INDEPENDENT INSURANCE SALES, HELPING CLIENTS WITH THEIR INSURANCE NEEDS, 8 HOURS A MONTH, 16 HOURS A MONTH DURING SECURITIES TRADING HOURS, 09/2023 4)-R. HENRY ZAARINI-INVESTMENT RELATED, 250 E ILLINOIS RD STE 202, LAKE FOREST, IL 60045, LIFE INSURANCE SALES, INSURANCE SALES AGENT, REFERRAL SOURCE FOR LIFE INSURANCE SALES, LESS THAN 1 HR A MONTH, LESS THAN 1 HR A MONTH DURING SECURITIES TRADING HOURS, 12/1999 5)-NEXTPOINT MYGA-INVESTMENT RELATED, 300 WEST 11TH STREET KANSAS CITY, MO 64105, FIXED ANNUITY SALES, INSURANCE SALES AGENT, SELLING FIXED ANNUITY PRODUCTS, LESS THAN 1 HR A MONTH, LESS THAN 1 HR A MONTH DURING SECURITIES TRADING HOURS, 04/2023

Exams

• S66 Uniform Combined State Law Examination
  2018-03-21
• S63 Uniform Securities Agent State Law Examination
  1993-08-26
• S65 Uniform Investment Adviser Law Examination
  1993-08-19

Other Names

• Phillip Falk