Sonya Teresa Doty

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1996 → 11/2018
  Investment Planners, Inc.
  Decatur, IL
• 11/2018 → 03/2020
  Ameriprise Financial Services Inc
  Terre Haute, IN
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Terre Haute, IN

Previous Registrations

• 2001-06-25 → 2019-02-26
  Ipi Wealth Management, Inc.
  Terre Haute, IN
  Terre Haute, IN

Other Businesses

Business Ownership; Shrood Services, Inc.; President, file taxes, buy office supplies, cards, gifts, etc.; Pass through for expenses related to financial planning income through The Volkers Group/Ameriprise Financial; 5595 W Nevada Dr, , West Terre Haute, IN, 47885; Not Investment-Related; 11/09/2004; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Victory Grand Slam, LLC; Office Manager - Oversee Victory Grand Slam office employees.; The company is a financial advisory practice of Ameriprise Financial. I am the office manager of the practice.; 2335 E Margaret Dr, , Terre Haute, IN, 47802; Investment-Related; 07/01/2018; 20 to 39 hours per month; 20 to 39 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-05-29
• S63 Uniform Securities Agent State Law Examination
  1995-05-30

Other Names

• Sonya Hess
• Sonya Teresa Hess
• Sonya Teresa Hessrood