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Douglas Stuart Williams

Morgan Stanley

Kansas City, MO

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2022-01-06
KS RA APPROVED 2015-04-23
TX RA APPROVED 2015-01-16
  • MO RA
    APPROVED
    Since 2022-01-06
  • KS RA
    APPROVED
    Since 2015-04-23
  • TX RA
    APPROVED
    Since 2015-01-16

Branch Locations

4520 Main Street, Kansas City, MO 64111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Kansas City MO 01/2015 Present
Morgan Stanley Private Bank, National Association New York NY 02/2015 Present
  • 01/2015 → Present
    Morgan Stanley
    Kansas City, MO
  • 02/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-04-22
S63 Uniform Securities Agent State Law Examination 2001-12-05
  • S65 Uniform Investment Adviser Law Examination
    2015-04-22
  • S63 Uniform Securities Agent State Law Examination
    2001-12-05

View on SEC IAPD

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Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Kansas City, MO
LPL FINANCIAL LLC · Kansas City, MO
U.S. BANCORP ADVISORS, LLC · Kansas City, MO
EDWARD JONES · KANSAS CITY, MO
DOMINION PORTFOLIO MANAGEMENT, INC. · KANSAS CITY, MO
COPPER FINANCIAL · Kansas City, MO
OSAIC WEALTH, INC. · KANSAS CITY, MO
EDWARD JONES · KANSAS CITY, MO

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