Best Investors Account Sign in

Daniel Joseph Flynn

Mml Investors Services, LLC

Shelton, CT

Manasquan, NJ

Claim This Profile
Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-05-24
CT RA APPROVED 2023-02-07
  • NJ RA
    APPROVED
    Since 2024-05-24
  • CT RA
    APPROVED
    Since 2023-02-07

Branch Locations

6 Corporate Drive, Shelton, CT 06484 • United States

Manasquan, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Charlotte NC 07/2016 07/2019
Prudential Insurance Company Of America Newark NJ 07/2019 09/2022
Pruco Securities, Llc. Newark NJ 09/2019 09/2022
Massmutual Life Insurance Co Shelton CT 01/2023 Present
Mml Investors Services Llc Shelton CT 01/2023 Present
Mml Investors Services Llc Shelton CT 10/2022 01/2023
Massmutual Life Insurance Co Shelton CT 10/2022 01/2023
Previous Registrations
  • 2019-09-27 → 2022-10-04
    Pruco Securities, Llc.
    Newark, NJ
    Newark, NJ
  • 2017-03-25 → 2019-07-23
    Mml Investors Services, Llc
    Charlotte, NC
    Springfield, MA
    Waxhaw, NC
  • 2002-07-31 → 2017-03-25
    Msi Financial Services, Inc.
    Somerset, NJ
    Springfield, MA
    Somerset, NJ
    Charlotte, NC
    Somerset, NJ
    Iselin, NJ
    Charlotte, NC
  • 2007-11-09 → 2015-01-02
    New England Securities
    Somerset, NJ
    New York, NY
    Somerset, NJ
    Somerset, NJ
    Charlotte, NC
    Iselin, NJ
  • 2007-11-09 → 2012-02-24
    Walnut Street Securities, Inc.
    Somerset, NJ
    Iselin, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-11-25
S63 Uniform Securities Agent State Law Examination 1997-04-29
  • S65 Uniform Investment Adviser Law Examination
    1998-11-25
  • S63 Uniform Securities Agent State Law Examination
    1997-04-29

View on SEC IAPD

Other Firms

RB CAPITAL MANAGEMENT, LLC
WRIGHT INVESTORS SERVICE INC
THE WINTHROP CORPORATION
WRIGHT PRIVATE ASSET MANAGEMENT LLC
AMERIPRISE FINANCIAL SERVICES, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
PROCYON
AST INVESTMENT SERVICES, INC.

Other Investors

JOSEPH JOHN TODICE
CHARLES MELFORD HITE
JOHN MEAD FOREMAN
ANDREW DOMINICK ROSELLI
DANIELA GERHARD
JEREMY HUS
CHRISTOPHER HOLLEY
BRIAN MICHAEL WARD

Other Offices

RB CAPITAL MANAGEMENT, LLC · Shelton, CT
WRIGHT INVESTORS SERVICE INC · SHELTON, CT
THE WINTHROP CORPORATION · SHELTON, CT
WRIGHT PRIVATE ASSET MANAGEMENT LLC · SHELTON, CT
AMERIPRISE FINANCIAL SERVICES, LLC · SHELTON, CT
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · SHELTON, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Shelton, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Shelton, CT

More in Shelton, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor