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Joseph None Faragi

The Faragi Group

Forked River, NJ

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Current Employers
The Faragi Group

525 Lacey Road, Forked River, NJ 08731 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-06-10
  • NJ RA
    APPROVED
    Since 2026-06-10

Branch Locations

525 Lacey Road, Forked River, NJ 08731 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
The Faragi Group, Llc Lanoka Harbor NJ 12/2011 Present
  • 12/2011 → Present
    The Faragi Group, Llc
    Lanoka Harbor, NJ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-01-27
S63 Uniform Securities Agent State Law Examination 1993-08-11
  • S65 Uniform Investment Adviser Law Examination
    2009-01-27
  • S63 Uniform Securities Agent State Law Examination
    1993-08-11
Other Names
  • Joseph Faragi

View on SEC IAPD

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Other Offices

WORLD INVESTMENT ADVISORS, LLC · FORKED RIVER, NJ
DAVIDSON WEALTH MANAGEMENT LLC · FORKED RIVER, NJ
NEXT GENERATION WEALTH PLANNING, LLC · FORKED RIVER, NJ
J.P. MORGAN SECURITIES LLC · FORKED RIVER, NJ
INTEGRITY ALLIANCE, LLC. · Forked River, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FORKED RIVER, NJ
PNC WEALTH MANAGEMENT LLC · FORKED RIVER, NJ
LPL FINANCIAL LLC · FORKED RIVER, NJ

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