Richard Edward Prozzo

Current Employers

Employment History

• 06/1996 → Present
  Osaic Wealth, Inc.
  Manalapan, NJ
• 04/2010 → Present
  Davidson Wealth Management Llc
  Manalapan, NJ

Previous Registrations

• 2002-10-23 → 2010-06-29
  Davidson Asset Managment, Inc.
  Manalapan, NJ

Other Businesses

1. TRUSTEE POSITION: Trustee NATURE: Trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 09/22/2013 ADDRESS: 1041 W. Lacey Rd, 2nd Floor, Forked River NJ 08731, United States DESCRIPTION: I serve as Trustee along with my mother for my deceased father's Irrevocable Trust. I distribute income to the beneficiary and make investment decisions along with my mother. 2. DAVIDSON WEALTH MANAGEMENT LLC. POSITION: Investment Advisor Representative NATURE: Limited Liability Company - INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 04/01/2010 ADDRESS: 1041 W. Lacey Rd, 2nd Floor, Forked River NJ 08731, United States DESCRIPTION: Provide asset allocation and investment management services for managed clients. Asses goals, objectives and risk tolerance, then construct investment portfolios to meet clients needs. Monitor and rebalance portfolios as needed. 3. DAVISDSON WEALTH MANAGEMENT, LLC. POSITION: Statutory Agent - NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 3 START DATE: 01/01/1996 ADDRESS: 1041 W Lacey Rd, 2nd Floor, Forked River NJ 08731, United States DESCRIPTION: Analyze clients insurance needs. Provide reccomendations where coverage is suitable. Act as Agent in application and underwriting process.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-09-19
• S63 Uniform Securities Agent State Law Examination
  1989-10-09