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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-12-12 |
| FL | RA | APPROVED | 2018-10-01 |
Branch Locations
19950 W Country Club Dr 9Th Fl, Aventura, FL 33180 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Aventura | FL | 12/2011 | 09/2018 |
| Wells Fargo Clearing Services, Llc | Fort Lauderdale | FL | 09/2018 | Present |
RENTAL PROPERTY - 70 ; INV RELATED;FT LAUDERDALE,FL; 100% OWNERSHIP; START DATE: 05/01/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 1995-06-12 |
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