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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2017-09-13
  • GA RA
    APPROVED
    Since 2017-09-13

Branch Locations

2300 Lakeview Parkway Suite 700, Alpharetta, GA 30009 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc. Atlanta GA 02/1997 08/2017
Suntrust Advisory Services Atlanta GA 08/2016 08/2017
Hightower Advisors, Llc Alpharetta GA 08/2017 Present
Hightower Securities, Llc Alpharetta GA 08/2017 Present
  • 02/1997 → 08/2017
    Suntrust Investment Services, Inc.
    Atlanta, GA
  • 08/2016 → 08/2017
    Suntrust Advisory Services
    Atlanta, GA
  • 08/2017 → Present
    Alpharetta, GA
  • 08/2017 → Present
    Hightower Securities, Llc
    Alpharetta, GA
Previous Registrations
  • 2016-08-30 → 2017-08-25
    Alpharetta, GA
  • 2002-07-10 → 2016-12-31
    Truist Investment Services, Inc.
    Atlanta, GA
    Alpharetta, GA
    Alpharetta, GA
    Alpharetta, GA
Other Businesses

POSITION: owner NATURE: Own a second home that will be considered a rental property INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/30/2015 ADDRESS: , Destin FL DESCRIPTION: Periodic maintenance of property HILL WEALTH MANAGEMENT LLC -ADMINISTRATIVE SERVICES COMPANY RELATED TO RIA PRACTICE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-07-08
S63 Uniform Securities Agent State Law Examination 1995-05-17
  • S65 Uniform Investment Adviser Law Examination
    2002-07-08
  • S63 Uniform Securities Agent State Law Examination
    1995-05-17
Designations

View on SEC IAPD

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