Richard Manuel Rosa

Current Employers

Employment History

• 06/2015 → 06/2017
  Hightower Advisors, Llc
  Hunt Valley, MD
• 06/2017 → Present
  Verdence Capital Advisors, Llc
  Hunt Valley, MD

Previous Registrations

• 2015-10-27 → 2017-06-30
  Hightower Advisors, Llc
  Hunt Valley, MD
• 2006-04-17 → 2008-12-31
  Eastern Athletic Referral Systems, Llc
  Hunt Valley, MD
• 2001-10-01 → 2006-02-03
  Legg Mason Wood Walker, Incorporated
  Hunt Valley, MD

Other Businesses

BUSINESS OR ACTIVITY NAME: COMPASS SPORTS ADVISORS LLC FOR PROFIT OR NOT FOR PROFIT: FOR PROFIT INVESTMENT RELATED: (YES OR NO) NO ADDRESS OF BUSINESS: 5 HAMPSTON GARTH, LUTHERVILLE, MD 21093 NATURE OF BUSINESS: NFL PLAYER CONTRACT AND MARKETING CONTRACT NEGOTIATION FIRM YOUR POSITION, TITLE, ASSOCIATION: OWNER AND AGENT START DATE OF RELATIONSHIP: 01/2015 NUMBER OF HOURS DEVOTED PER MONTH: 10/HOURS PER MONTH NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: NONE YOUR DUTIES: I AM A SPORTS AGENT INVOLVED IN THE MANAGEMENT OF CLIENT CAREERS, NEGOTIATION OF CLIENT CONTRACTS AND NEGOTIATION OF CLIENT MARKETING OPPORTUNITIES AS A CERTIFIED NFL PLAYERS' ASSOCIATION AGENT. COMPASS SPORTS ADVISORS RECEIVES A 3% FEE ON NEGOTIATED AND EARNED CONTRACT AMOUNTS THAT MY CLIENTS RECEIVE THROUGH THEIR NFL PLAYER CONTRACTS WITH WHICH I AM ASSOCIATED. I RECEIVE A BONUS BASED ON A PERCENTAGE OF THE BUSINESS GENERATED. HUNT VALLEY PARTNERS. INVESTMENT RELATED. 50 SCHILLING RD, STE 300, HUNT VALLEY, MD 21031. INVESTMENT PARNTERSHIP, PARTNER. 12/2015. 1 HRS P/MONTH; 0 DURING TRADING HOURS. STRICTLY AN INVESTOR ONLY. FOR PERSONAL INVESTMENT PURPOSES ONLY.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-10-27
• S63 Uniform Securities Agent State Law Examination
  1993-12-15

Other Names

• Rich Rosa
• Richard M Rosa