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Donald Vincent Cericola

Mml Investors Services, LLC

Horsham, PA

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-06-02
  • TX RA
    APPROVED_RES
    Since 2022-06-02

Branch Locations

220 Gibraltar Road Suite 350, Horsham, PA 19044-2306 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Company Horsham PA 12/1994 Present
Mml Investors Services, Inc. Horsham PA 01/1995 Present
Donald V. Cericola Cpa Horsham PA 02/1999 Present
  • 12/1994 → Present
    Massachusetts Mutual Life Insurance Company
    Horsham, PA
  • 01/1995 → Present
    Mml Investors Services, Inc.
    Horsham, PA
  • 02/1999 → Present
    Donald V. Cericola Cpa
    Horsham, PA
Previous Registrations
  • 1998-02-03 → 2002-12-10
    Whipple & Associates, Inc.
    Horsham, PA
Other Businesses

(1)NAME: DONALD V. CERICOLA JR. INV REL: Y ADDR: 220 GIBRALTAR RD STE 350 HORSHAM PA 19044 NATURE: INDIVIDUAL LIFE POSITION: AGENT START: 6/13/18 NO HRS: 1 NO HRS DUR TRADING: 0. (2)NAME: DONALD V. CERICOLA, CPA JR. INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: CPA/TAX PREPARATION POSITION: OWNERSHIRP START: 05/01/2020 NO HRS: 2 NO HRS DUR TRADING: 0.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-07-26
  • S63 Uniform Securities Agent State Law Examination
    1993-07-26

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