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24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-03-12 |
| MD | RA | APPROVED | 2024-03-01 |
Branch Locations
24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States
6811 Benjamin Franklin Drive Suite 100, Columbia, MD 21046 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Triad Advisors, Inc. | Norcross | GA | 11/2015 | 01/2024 |
| Keeney Financial Group, Inc. | Columbia | MD | 11/2015 | 02/2024 |
| Beacon Pointe Advisors | Columbia | MD | 02/2024 | Present |
| Beacon Pointe Insurance Services, Llc | Columbia | MD | 02/2024 | Present |
1) John P. Keeney Irrevocable Life Insurance Trust; investment related;11607 Whitetail Lane, Ellicott City, MD 21042;trust;trustee;2/2005;0 hrs/month;0 hrs during trading; pay annual insurance premiums and disburse Crummey letters 2) DFergs, LLC; Ocean City, Maryland; Nature of Business: Stockholder; Position Held: Owner; Start Date: 01/2024; HRS/MO During trading hours: 0hrs./Mo.; Duties: Owner 3) Beacon Pointe Insurance Services, LLC, Not investment-related; Address; Main office located at 24 Corporate Plaza Dr., STE., 150, Newport Beach CA 92660; Position/Title: Agent; Start Date: 02/2024; HRS/MO During trading hours: 10 hrs./Mo.; Duties: Sale of insurance products (life/health/accident).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-25 |
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