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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-02-19
SD RA APPROVED 2007-04-23
  • TX RA
    APPROVED_RES
    Since 2010-02-19
  • SD RA
    APPROVED
    Since 2007-04-23

Branch Locations

6300 S. Old Village Place Suite 201, Sioux Falls, SD 57108-2102 • United States

Sioux Falls, SD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Sioux Falls SD 03/2008 Present
City National Bank Sioux Falls SD 02/2021 Present
Previous Registrations
  • 2007-04-02 → 2007-04-23
    Morgan Stanley & Co. Llc
    Sioux Falls, SD
  • 2001-04-05 → 2007-04-02
    Morgan Stanley Dw Inc.
    Sioux Falls, SD
    Sioux Falls, SD
Other Businesses

NAME OF ENTITY: Friends of Levitt at the Falls ADDRESS: 524 North Main Avenue, Suite 106 Sioux Falls, South Dakota 47104 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Non-profit presenting and supporting musical performances at Levitt at the Falls CAPACITY: Board of Directors START DATE: 1/1/2022 DUTIES: Participate in board meetings and related events and activities, and representing the organization when requested. HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 2 (2) NAME OF ENTITY: The Center for Western Studies ADDRESS: 2001 South Summit Avenue Sioux Falls South Dakota 57197 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Educational Institution START DATE: Jan 01, 2026 CAPACITY: Director DUTIES: Member. Board of Directors HOURS DEVOTED PER MONTH: 5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-06-12
S65 Uniform Investment Adviser Law Examination 1993-06-22
  • S63 Uniform Securities Agent State Law Examination
    1996-06-12
  • S65 Uniform Investment Adviser Law Examination
    1993-06-22
Other Names
  • Richard Vandemark
  • Richard Edward Vandemark

View on SEC IAPD

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