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William Albert Waggoner

Stoney Creek Advisors LLC

Rochester Hills, MI

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Current Employers
Stoney Creek Advisors Llc

445 S. Livernois Rd., Suite 105, Rochester Hills, MI 48307 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2016-08-22
  • MI RA
    APPROVED
    Since 2016-08-22

Branch Locations

445 S. Livernois Rd., Suite 105, Rochester Hills, MI 48307 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oakland Community College Royal Oak MI 01/2001 12/2023
Itt Tech Troy MI 12/2009 09/2016
Stoney Creek Advisors, Llc Rochester Hills MI 05/2016 Present
Stoney Creek Advisors, Llc Rochester Hills MI 08/2016 Present
Previous Registrations
  • 2010-10-30 → 2016-10-03
    Executive Wealth Management, Llc
    Brighton, MI
  • 2010-05-28 → 2016-08-24
    Invest Financial Corporation
    Rochester Hills, MI
    Troy, MI
    Bloomfield Hills, MI
Other Businesses

STONEY CREEK PARTNERS, LLC, OWNER/PARTNER, SINCE 9/15/2015, LIFE AND HEALTH INSURANCE AGENCY, INVESTMENT RELATED, LOCATED AT 445 S. LIVERNOIS, SUITE 105B, ROCHESTER HILLS, MICHIGAN, 0HR/MO, 0 HRS/MO DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-04-27
S63 Uniform Securities Agent State Law Examination 1993-07-22
  • S65 Uniform Investment Adviser Law Examination
    2010-04-27
  • S63 Uniform Securities Agent State Law Examination
    1993-07-22
Other Names
  • William Albert Waggoner
  • Bill Waggoner

View on SEC IAPD

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LINTON FRED BANWELL
MATTHEW CRAIG ESSMANN
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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Rochester Hills, MI
COMMONWEALTH FINANCIAL NETWORK · Rochester Hills, MI
LPL FINANCIAL LLC · ROCHESTER HILLS, MI
CITIZENS SECURITIES, INC. · ROCHESTER HILLS, MI
LPL FINANCIAL LLC · ROCHESTER HILLS, MI
ARROWROOT FAMILY OFFICE, LLC · Rochester Hills, MI
ARROWROOT FAMILY OFFICE, LLC · Rochester Hills, MI
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