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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-10
UT RA APPROVED 2023-05-10
  • TX RA
    APPROVED
    Since 2023-05-10
  • UT RA
    APPROVED
    Since 2023-05-10

Branch Locations

2750 E. Cottonwood Parkway, #520, Cottonwood Heights, UT 84121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Salt Lake Cit UT 05/2005 05/2023
Raymond James & Associates, Inc. Salt Lake City UT 05/2023 Present
Previous Registrations
Other Businesses

(1)Name of Business: Blackberry Pad LLC Address: 3634 South 2500 East, Millcreek UT , UT, 84109, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 08/15/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: 50% ownership in Home located in Garden City Ut next to Bear Lake. (2)Name of Business: Canyon Center Apartments Address: 3634 South 2500 East , Millcreek , UT, 84109, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 04/21/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (3)Name of Business: Stillwater LLC Address: 3634 South 2500 East, Millcreek, UT, 84109, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 04/10/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Purchased rental property with large garage in back of home for rental. The garage in back is for housing my family motor boat.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-05-08
S63 Uniform Securities Agent State Law Examination 1996-04-25
  • S65 Uniform Investment Adviser Law Examination
    1996-05-08
  • S63 Uniform Securities Agent State Law Examination
    1996-04-25

View on SEC IAPD

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