Mercedes B Nola

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2014-03-04
NJ	RA	APPROVED	2014-02-06

TX RA
APPROVED

Since 2014-03-04
NJ RA
APPROVED

Since 2014-02-06

Branch Locations

77 Broad St, Red Bank, NJ 07701 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Wilmington	DE	03/2007	Present

03/2007 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wilmington, DE

Other Businesses

I*3416266, Entity Type: , Name of OBA: M B N TTEE L N TTEE U/A DTD 11/14/2025 , Address: Toms River, New Jersey, 08757, Investment Related: N, Position, Title, Association: Co-Trustee, Employee Start Date: 01/02/2026, No Hours: 10 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-01-29
S63	Uniform Securities Agent State Law Examination	1993-10-15

S66 Uniform Combined State Law Examination

2014-01-29
S63 Uniform Securities Agent State Law Examination

1993-10-15

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

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