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Current Employers
Rhodes Investment Advisors, Inc.

306 West 7Th Street Suite 1000, Fort Worth, TX 76012 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2002-07-26
  • TX RA
    APPROVED
    Since 2002-07-26

Branch Locations

306 West 7Th Street Suite 1000, Fort Worth, TX 76012 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rhodes Securities, Inc. Fort Worth TX 07/2002 Present
Rhodes Investment Advisors, Inc. Fort Worth TX 07/2002 Present
Other Businesses

1. INSURANCE AGENT REPRESENTING SEVERAL COMPANIES 2. INDEPENDENT CONTRACTOR REGISTERED REPRESENTATIVE OF RHODES SECURITIES, INC. BROKER DEALER DBA PALMER RETIREMENT CONSULTANTS LOCATED AT 306 WEST 7TH STREET, SUITE 1000, FORT WORTH, TX 76102

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-04-18
S63 Uniform Securities Agent State Law Examination 1997-03-14
  • S65 Uniform Investment Adviser Law Examination
    1997-04-18
  • S63 Uniform Securities Agent State Law Examination
    1997-03-14
Other Names
  • Jim Palmer
  • James Palmer

View on SEC IAPD

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