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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2009-01-02
  • OH RA
    APPROVED
    Since 2009-01-02

Branch Locations

313 E. Stroop Road, Dayton, OH 45429 • United States

Columbus, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Dayton OH 01/1999 Present
Raymond James Financial Services Advisors, Inc Dayton OH 01/2009 Present
Previous Registrations
  • 2003-02-05 → 2007-05-10
    Riegel & Associates
    Kettering, OH
    Dayton, OH
Other Businesses

(1)Name of Business: Berry Family Foundation Address: 3055 Kettering Blvd Ste 418\n, Moraine, OH, 45439, United States Activity Type: Non profit Position/Title: Officer - Treasurer, Board Member Investment Related: No Start Date: 06/01/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: As a trustee, you review grants and select where to allocate the money in the community. As a Treasurer, you are only reviewing accounting. It does not involve contracts or check writing. (2)Name of Business: Circus House LLC Address: 755 Dennison Ave, Columbus, OH, 43215, United States Activity Type: Rental Real Estate Position/Title: Partner, Owner/Proprietor Investment Related: Yes Start Date: 03/01/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is a LLC set up for a rental property with my husband. We own and maintain the property. (3)Name of Business: Riegel Financial CPAs, Inc . Address: 313 E Stroop Rd, Dayton, OH, 45429, United States Activity Type: Accounting/CPA Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/01/1999 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: President and owner and active CPA doing tax preparation and planning and accounting. (4)Name of Business: Riegel Financial Investment Services LLC Address: 313 E Stroop Rd, Dayton, OH, 45429, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/2001 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner and branch manager

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-28
S63 Uniform Securities Agent State Law Examination 1994-08-29
  • S65 Uniform Investment Adviser Law Examination
    1999-07-28
  • S63 Uniform Securities Agent State Law Examination
    1994-08-29
Designations
Other Names
  • Paige Renee Anne Riegel
  • Paige Riegel Henry
  • Paige Reneeanne Riegel
  • Paige Reneeanne Henry

View on SEC IAPD

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