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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2009-01-02 |
Branch Locations
313 E. Stroop Road, Dayton, OH 45429 • United States
Columbus, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Dayton | OH | 01/1999 | Present |
| Raymond James Financial Services Advisors, Inc | Dayton | OH | 01/2009 | Present |
(1)Name of Business: Berry Family Foundation Address: 3055 Kettering Blvd Ste 418\n, Moraine, OH, 45439, United States Activity Type: Non profit Position/Title: Officer - Treasurer, Board Member Investment Related: No Start Date: 06/01/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: As a trustee, you review grants and select where to allocate the money in the community. As a Treasurer, you are only reviewing accounting. It does not involve contracts or check writing. (2)Name of Business: Circus House LLC Address: 755 Dennison Ave, Columbus, OH, 43215, United States Activity Type: Rental Real Estate Position/Title: Partner, Owner/Proprietor Investment Related: Yes Start Date: 03/01/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is a LLC set up for a rental property with my husband. We own and maintain the property. (3)Name of Business: Riegel Financial CPAs, Inc . Address: 313 E Stroop Rd, Dayton, OH, 45429, United States Activity Type: Accounting/CPA Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/01/1999 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: President and owner and active CPA doing tax preparation and planning and accounting. (4)Name of Business: Riegel Financial Investment Services LLC Address: 313 E Stroop Rd, Dayton, OH, 45429, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/2001 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner and branch manager
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-29 |
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