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909 Lily Creek Road #101, Louisville, KY 40243-2808 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-03-31 |
| IN | RA | APPROVED | 2022-12-08 |
| PA | RA | APPROVED | 2022-10-18 |
| KY | RA | APPROVED | 2022-04-19 |
Branch Locations
909 Lily Creek Road #101, Louisville, KY 40243 • United States
909 Lily Creek Road #101, Louisville, KY 40243-2808 • UNITED STATES
Louisville, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alexander Investment Services Co. | Louisville | KY | 06/1993 | Present |
ROY'S BOYS, LLC. A small real estate investment company that owns a single commercial office building. Minority shareholder. Not securities-related. No significant amount of time regularly devoted to this activity. MARLIMAR SOFTWARE. Company's product is permission-based text messaging. Minority shareholder. Not securities-related. No significant amount of time regularly devoted to this activity. FREEDOM LAKE MINISTRIES. Board Member. Operates a mentorship program for men to transition to law-abiding, productive lives post incarceration. Not securities-related. No significant amount of time regularly devoted to this activity. ALEXANDER & HANLEIN INVESTMENT SERVICES. Pass through Sub-S Corporation for tax purposes. President. Securities related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-08-30 |
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