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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2004-06-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Rockford | IL | 06/2004 | Present |
1. 12/12/2018 - Rockford Christian High School - Not Investment Related - 1401 N. Bell School Road, Rockford, IL 61107 - Other-High School Football Statistician - Started 08/31/2018 - 2 Hours Per Month/0 Hours During Securities Trading - Statistician for son's high school football team. 2. 07/31/2024 - Outside/W-2 Employment - officiating high school and middle school football games - Not Investment Related - Various School Sites - Start Date 07/23/2024 - 12 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-17 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-14 |
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