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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-01 |
Branch Locations
6710 Professional Pkwy Suite 201 B, Sarasota, FL 34240 • United States
Palmetto, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Huntington Investment Company | Columbus | OH | 04/2010 | 12/2018 |
| H. Beck, Inc. | Rockville | MD | 01/2019 | 03/2021 |
| Modern-Wealth | Sarasota | FL | 01/2019 | Present |
| Grove Point Advisors, Llc | Rockville | MD | 04/2021 | 12/2021 |
| Grove Point Investments, Llc | Rockville | MD | 04/2021 | 12/2021 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 12/2021 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 12/2021 | Present |
1) MODERN-WEALTH, LLC, 6710 Professional Parkway, Suite 201B, Sarasota FL 34240, 01/2019, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 20 HR/MO - 5 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADMINISTRATIVE REP OF AN RIA. INV REL, 160 HR/MO- 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 3) MODERN-WEALTH, LLC, 6710 Professional Pkwy, Sarasota FL 34240, United States, 12/15/2021, IAR, DBA Name, INV REL, 160 HR/MO- 120 HR/MO TRADING 4) LINDA A PARISI, MODERN-WEALTH, LLC, Modern-Wealth, LLC Attn: Parisi, 6710 Prof Pkwy, #201B, Sarasota FL 34240, United States, 04/15/2026, Agent, 1099, NIR, 5 HR/MO - 5 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-04 |
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