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Paul David Hay

Equitable Advisors, LLC

Tampa, FL

Odessa, FL

CRD 2368896

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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2005-05-24
  • FL RA
    APPROVED
    Since 2005-05-24

Branch Locations

Two Urban Center 4890 W Kennedy Blvd #800, Tampa, FL 33609 • United States

Odessa, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
Other Businesses

LICENSED ATTORNEY - STATE OF GA - 1982 TO PRESENT. MRW FINANCIAL 6.30.16 FIXED AND TERM LIFE RESIDUALS ONLY. EXECUTOR OF HIS MOTHER AND FATHER'S ESTATE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-02-06
S63 Uniform Securities Agent State Law Examination 1993-07-09
  • S65 Uniform Investment Adviser Law Examination
    1998-02-06
  • S63 Uniform Securities Agent State Law Examination
    1993-07-09

View on SEC IAPD

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