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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-09-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Fort Worth | TX | 09/2011 | Present |
1)TRUSTEE FOR PARENTS, INVESTMENT RELATED, FORT WORTH, TX, START 11/3/1994. 2) PEVETO RANCH COMPANY, LP; INVESTMENT RELATED; FORT WORTH, TX; FAMILY OWNED RANCH OPERATION; 50% OWNERSHIP WITH SPOUSE; START 2005; ONE HOUR DEVOTED PER MONTH; NOT DURING TRADING HOURS; DUTIES ARE TO MAINTAIN THE BOOKS. 3) PEVETO FINANCIAL GROUP LLC, INV RELATED, FORT WORTH, TX, 100% OWNERSHIP, START 9/1/2011, 40 HOURS PER MONTH, 7 HOURS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-03 |
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