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David Andrew Maus

J. W. Cole Advisors, Inc.

Tampa, FL

CRD 2368430

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Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars
  • HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
J. W. Cole Advisors, Inc.

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-08-19
  • FL RA
    APPROVED
    Since 2025-08-19

Branch Locations

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Corp Tampa FL 10/2007 04/2018
Raymond James Financial Services , Inc Saint Petersburg FL 04/2018 Present
Raymond James Financial Services Advisors, Inc Saint Petersburg FL 04/2018 Present
Raymond James & Associates, Inc St. Petersburg FL 08/2019 08/2025
J.W. Cole Financial, Inc. Tampa FL 08/2025 Present
J.W. Cole Advisors, Inc. Tampa FL 08/2025 Present
  • 10/2007 → 04/2018
    Invest Financial Corp
    Tampa, FL
  • 04/2018 → Present
    Raymond James Financial Services , Inc
    Saint Petersburg, FL
  • 04/2018 → Present
    Saint Petersburg, FL
  • 08/2019 → 08/2025
    St. Petersburg, FL
  • 08/2025 → Present
    J.W. Cole Financial, Inc.
    Tampa, FL
  • 08/2025 → Present
    J.W. Cole Advisors, Inc.
    Tampa, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-19
S63 Uniform Securities Agent State Law Examination 2012-10-17
  • S66 Uniform Combined State Law Examination
    2018-03-19
  • S63 Uniform Securities Agent State Law Examination
    2012-10-17

View on SEC IAPD

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