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200 Spring Street Suite 120, Herndon, VA 20170 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2013-08-20 |
| VA | RA | APPROVED | 2013-08-20 |
Branch Locations
525 Trimble Plaza, Leesburg, VA 20175 • United States
200 Spring Street Suite 120, Herndon, VA 20170 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Leesburg | VA | 02/2007 | Present |
| Northwest Financial Group, Llc | Leesburg | VA | 08/2007 | Present |
| Nw Insurance Agency Llc | Herndon | VA | 01/2008 | Present |
| Northwest Financial Advisors Llc | Leesburg | VA | 08/2013 | Present |
1. 9/29/2008 - NW INSURANCE AGENCY, LLC - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - INSURANCE AGENT - Time Spent 10% - SELLING LIFE, MEDICAL, LONG TERM CARE, & SHORT TERM HEALTH INSURANCE. 2. 4/8/2013 - NORTHWEST INSURANCE AGENCY - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Time Spent 15% - SELL LIFE, DISABILITY AND LONG TERM CARE INSURANCE TO CLIENTS. 3. 11/5/2019 - Northwest Financial Advisors, LLC - Investment Related - DBA for LPL Business (entity for LPL business). 4. 1/2/2020 - Northwest Financial Group LLC - Investment Related - Other-referring broker dealer - Start Date: 3/19/2008 - Compensation paid through this entity in internal records. 5. 09/06/2024 - Northwest Financial Advisors LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 08/29/2024 - 120 Hours Per Month/ 30 Hours During Trading - I provide investment advisory services through Northwest Financial Advisors LLC, an independent investment advisor firm. I started this business activity in 8/2024. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-09 |
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