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Current Employers
Northwest Financial Advisors Llc

200 Spring Street Suite 120, Herndon, VA 20170 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2013-08-20
VA RA APPROVED 2013-08-20
  • LA RA
    APPROVED
    Since 2013-08-20
  • VA RA
    APPROVED
    Since 2013-08-20

Branch Locations

525 Trimble Plaza, Leesburg, VA 20175 • United States

200 Spring Street Suite 120, Herndon, VA 20170 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Leesburg VA 02/2007 Present
Northwest Financial Group, Llc Leesburg VA 08/2007 Present
Nw Insurance Agency Llc Herndon VA 01/2008 Present
Northwest Financial Advisors Llc Leesburg VA 08/2013 Present
  • 02/2007 → Present
    Lpl Financial, Llc
    Leesburg, VA
  • 08/2007 → Present
    Northwest Financial Group, Llc
    Leesburg, VA
  • 01/2008 → Present
    Nw Insurance Agency Llc
    Herndon, VA
  • 08/2013 → Present
    Leesburg, VA
Other Businesses

1. 9/29/2008 - NW INSURANCE AGENCY, LLC - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - INSURANCE AGENT - Time Spent 10% - SELLING LIFE, MEDICAL, LONG TERM CARE, & SHORT TERM HEALTH INSURANCE. 2. 4/8/2013 - NORTHWEST INSURANCE AGENCY - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Time Spent 15% - SELL LIFE, DISABILITY AND LONG TERM CARE INSURANCE TO CLIENTS. 3. 11/5/2019 - Northwest Financial Advisors, LLC - Investment Related - DBA for LPL Business (entity for LPL business). 4. 1/2/2020 - Northwest Financial Group LLC - Investment Related - Other-referring broker dealer - Start Date: 3/19/2008 - Compensation paid through this entity in internal records. 5. 09/06/2024 - Northwest Financial Advisors LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 08/29/2024 - 120 Hours Per Month/ 30 Hours During Trading - I provide investment advisory services through Northwest Financial Advisors LLC, an independent investment advisor firm. I started this business activity in 8/2024. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-09
  • S66 Uniform Combined State Law Examination
    2007-01-09
Other Names
  • Gregory Grinnell

View on SEC IAPD

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