Douglas Charles Norberg

Current Employers

Employment History

• 09/1997 → 01/2017
  Summit Financial Corp
  Lexington, MA
• 08/2011 → 01/2017
  Commonwealth Financial Network
  Waltham, MA
• 01/2017 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 01/2017 → Present
  Cambridge Investment Research Adivsors, Inc.
  Fairfield, IA

Previous Registrations

• 2011-09-02 → 2017-01-05
  Commonwealth Financial Network
  Burlington, MA
• 2002-09-05 → 2011-09-07
  Ogilvie Security Advisors Corporation
  Burlington, MA
  Lexington, MA

Other Businesses

1. AEGIS RETIREMENT PARTNERS LLC, 12 Pond Lane, Damon mill Suite EB 2-S, Concord MA 01742, United States, 01/13/2017, Owner, TPA/Pension Services, INV REL - 80/MO - 80/TRADING. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 40/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3. INDEPENDENT INSURANCE AGENT, 86 BAKER AVE EXTENSION, STE 309, CONCORD, MA, 2/2017 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 10/YR - 10/TRADING. 4. TBD 86 BAKER AVE EXTENSION, STE 309, CONCORD, MA, REAL ESTATE, LLC., PARTNER, NIR, 2/MO- 0/TRADING 5. 676 ELM STREET, LLC., 12 Pond Lane, Damonmill Suite EB S-2, Concord MA 01742, United States, 11/08/19, Owner, NIR, 2/MO- 0/TRADING 6. IA REALTY GROUP, LLC, 1 Pond Lane, EB-2 N&S, Concord MA 01742, United States, 09/10/2024, Owner, Real Estate, NIR, 1/MO- 0/TRADING 7. TUX REALTY, LLC, 4 Cottage Ave, Winchester MA 01890, 03/2026, Owner, Real Estate, NIR, 0 HR/MO, 0 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-01-23
• S63 Uniform Securities Agent State Law Examination
  1993-09-07