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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-06-05 |
| CA | RA | APPROVED | 2025-06-05 |
| CO | RA | APPROVED | 2025-06-05 |
| IN | RA | APPROVED | 2025-06-05 |
| MN | RA | APPROVED | 2025-06-05 |
| TX | RA | APPROVED_RES | 2025-06-05 |
| UT | RA | APPROVED | 2025-06-05 |
Branch Locations
400 Boyd St., Vacaville, CA 95688 • United States
1990 N California Blvd Fl 8Th, Walnut Creek, CA 94596 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Western International Securities, Inc. | Pasadena | CA | 05/2008 | 06/2025 |
| Lpl Financial Llc | Vacaville | CA | 06/2025 | Present |
1. 06/05/2025- Lisa-Ann Nouchi- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 06/01/2022- 6 Hours Per Month- 6 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-09 |
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