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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
7100 Northland Circle Ste 408, Brooklyn Park, MN 55428 • United States
7100 Northland Circle Ste 408, Brooklyn Park, MN 55428 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Resource Group | Brooklyn Park | MN | 11/1996 | Present |
| Voya Financial Advisors | Maple Grove | MN | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF ENTITY:Financial Resource Group; Yes; 7100 NORTHLAND CIRCLE N STE 408; BROOKLYN PARK; MN; 55428; DBA; OWNER; 1/1/1996; 160; 160; DBA FOR MARKETING.| 2. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 7100 NORTHLAND CIRCLE N STE 408; BROOKLYN PARK; MN; 55428; Fixed insurance sales; Independent insurance agent; 5/27/2009; 160; 160; Sales of fixed insurance products.|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-15 |
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