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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-09
MN RA APPROVED 2013-11-18
  • TX RA
    APPROVED
    Since 2025-12-09
  • MN RA
    APPROVED
    Since 2013-11-18

Branch Locations

7077 Northland Cir N Ste 302, Brooklyn Park, MN 55428 • United States

Hanover, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. New Brighton MN 06/1999 03/2020
Ameriprise Financial Services, Llc Brooklyn Park MN 03/2020 Present
Other Businesses

Outside Employment; Buffalo Hanover Montrose School District; Head coach of the Boys High School Swim and Dive Team.; Head coach for the Buffalo High School Boys Swim & Dive program.; 214 1st Ave NE, , Buffalo, MN, 55313; Not Investment-Related; 12/02/2024; 40 to 59 hours per month; 0 during trading hours. Other Business Activities; Scout Troop 563; Scoutmaster of the troop. Helping scouts with learning requirements and going camping.; 11024 Church St NE, , Hanover, MN, 55341; Not Investment-Related; 11/14/2022; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-06-17
  • S63 Uniform Securities Agent State Law Examination
    1999-06-17
Designations
  • Certified Financial Planner

View on SEC IAPD

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