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2150 Post Road Suite 301, Fairfield, CT 06824 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-04-07 |
Branch Locations
2150 Post Road Suite 301, Fairfield, CT 06824 • United States
2700 N. Military Trail, Suite 400, Boca Raton, FL 33431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stoeverglass & Co., Inc. | Boca Raton | FL | 05/2016 | 01/2025 |
| Stoever Glass Wealth Management | Boca Raton | FL | 08/2016 | 01/2025 |
| Stoever Glass Insurance Agency | Boca Raton | FL | 08/2016 | 01/2025 |
| Herbert J. Sims & Co., Inc. | Boca Raton | FL | 01/2025 | Present |
| Herbert J. Sims Capital Management | Boca Raton | FL | 04/2025 | Present |
Mary McFliker is an investment adviser representative of HJ Sims Capital Management ("HJSCM"), a SEC registered investment advisor and wholly owned subsidiary of HJ Sims Co., Inc. HJSCM primarily provides customized investment management services to high-net-worth individuals and associated trusts, estates, pension and profit-sharing plans, and other legal entities. Mary McFliker began her association with HJSCM in April 2025 and devotes approximately 1 and 5% of her time to HJSCM.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-04-02 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-16 |
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