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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2017-10-17
  • OH RA
    APPROVED
    Since 2017-10-17

Branch Locations

7450 Jager Ct., Cincinnati, OH 45230 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Mortgage Service Corpoation Cincinnati OH 09/2005 Present
Barnaclo Home Loans Cincinnati OH 09/2005 Present
Invest Financial Corp. Tampa FL 05/2007 10/2017
Cambridge Investment Research, Inc. Fairfield IA 10/2017 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2017 Present
  • 09/2005 → Present
    American Mortgage Service Corpoation
    Cincinnati, OH
  • 09/2005 → Present
    Barnaclo Home Loans
    Cincinnati, OH
  • 05/2007 → 10/2017
    Invest Financial Corp.
    Tampa, FL
  • 10/2017 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 10/2017 → Present
    Fairfield, IA
Previous Registrations
  • 2007-05-02 → 2017-10-18
    Invest Financial Corporation
    Cincinnati, OH
  • 2006-09-28 → 2007-11-13
    The Rosselot Financial Group, Inc.
    Cincinnati, OH
Other Businesses

1. American Mortgage Service Co.,11503 Springfield Pike,Cincinnati, OH 45246; Began 08/01/12 as Loan Officer. non-investment Related. Devotes 10 HR/WK, none during trading. 2.AMERICAN MORTGAGE, 11503 SPRINGFIELD PK, CINCINNATI, OH, 8/2012 AS MORTGAGE LOAN OFFICER. NIR - 10/WK - 0/TRADING. 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4. ROSSOLOT FINANCIAL GROUP, 7426 JAGER COURT, CINCINNATI, OH,INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 08/01/06, NIR, 1/WK- 1/TRADING 5. ROSSELOT FINANCIAL GROUP, 7426 Jager Ct., Cincinnati OH 45230, United States, 10/16/2017, IAR, DBA Name, INV REL, 160HR/MO - 120HR/TRADING 6. INTERDEPENDENT ADVISORS, 2378 Carriagegate Lane, Maineville OH 45039, United States, START DATE 10/2025, Investment Advisor Representative, RIA Affiliation - other than CIRA, NIR, 10 HR/MO, 10 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-20
  • S66 Uniform Combined State Law Examination
    2006-04-20

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