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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-11-20 |
| FL | RA | APPROVED | 2009-06-01 |
Branch Locations
220 Alhambra Circle 10Th Floor, Coral Gables, FL 33134 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Coral Gables | FL | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
*373469 - Palm Bay Condo 1103 LLC; Investment related Yes; Miami, FL; Rental Property; Managing member (proprietor, partner, officer, director, employee, trustee, agent); Feb 2012; During business hours: 0; After business hours: 0 *373649 - Jockey 356 LLC; Investment related Yes; Miami FL; Holding Company; Managing Member (proprietor, partner, officer, director, employee, trustee, agent); Jul 2019; During business hours: 0; After business hours: 0 *429902 - Palm Bay Towers Board Association; Investment related Yes; miami, FL; Association of a residence building; Officer (proprietor, partner, officer, director, employee, trustee, agent); March 2021; During business hours: 0; After business hours: 4; Property Management.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-20 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-13 |
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