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James Cahill Gavin

Bankers Life Advisory Services, Inc.

Scarborough, ME

Chicago, IL

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Current Employers
Bankers Life Advisory Services, Inc.

303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2016-07-05
  • ME RA
    APPROVED
    Since 2016-07-05

Branch Locations

360 Us Route 1 Suite 202, Scarborough, ME 04074 • United States

303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Greater York Region Chamber Of Commerce York ME 10/2008 10/2017
Bankers Life & Casualty, Inc Scarborough ME 04/2009 09/2020
Bankers Life Securities, Inc. Scarborough ME 05/2016 Present
  • 10/2008 → 10/2017
    Greater York Region Chamber Of Commerce
    York, ME
  • 04/2009 → 09/2020
    Bankers Life & Casualty, Inc
    Scarborough, ME
  • 05/2016 → Present
    Bankers Life Securities, Inc.
    Scarborough, ME
Previous Registrations
  • 2010-06-24 → 2016-05-27
    Concourse Financial Group Securities, Inc.
    Scarborough, ME
    Birmingham, AL
    Scarborough, ME
    Augusta, ME
    Birmingham, AL
  • 2009-05-14 → 2010-05-21
    Uvest Financial Services Group, Inc.
    Amesbury, MA
    Scarborough, ME
  • 2005-10-14 → 2009-04-22
    Waddell & Reed
    Portsmouth, NH
    Portsmouth, NH
  • 2005-06-01 → 2005-09-16
    Mml Investors Services, Llc
    York, ME
  • 2003-02-04 → 2003-06-04
    Msi Financial Services, Inc.
    Exeter, NH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-02-03
S63 Uniform Securities Agent State Law Examination 1994-08-22
  • S66 Uniform Combined State Law Examination
    2003-02-03
  • S63 Uniform Securities Agent State Law Examination
    1994-08-22
Other Names
  • James Gavin

View on SEC IAPD

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DAVID REED HINES
TIMOTHY P GRIFFIN
JOHN SEVERIN BELIVEAU
MARGARET C REINFRIED
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Other Offices

H.M. PAYSON · PORTLAND, ME
UBS FINANCIAL SERVICES INC. · PORTLAND, ME
UBS FINANCIAL SERVICES INC. · PORTLAND, ME
JANNEY MONTGOMERY SCOTT LLC · Portland, ME
R M DAVIS INC · PORTLAND, ME
R M DAVIS INC · Portland, ME
COMMONWEALTH FINANCIAL NETWORK · PORTLAND, ME
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC · PORTLAND, ME

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