James Cahill Gavin

Employer firm

Bankers Life Advisory Services, Inc. CRD 281285

$2.49B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2008 → 10/2017
  Greater York Region Chamber Of Commerce
  York, ME
• 04/2009 → 09/2020
  Bankers Life & Casualty, Inc
  Scarborough, ME
• 05/2016 → Present
  Bankers Life Securities, Inc.
  Scarborough, ME

Previous Registrations

• 2010-06-24 → 2016-05-27
  Concourse Financial Group Securities, Inc.
  Scarborough, ME
  Birmingham, AL
  Scarborough, ME
  Augusta, ME
  Birmingham, AL
• 2009-05-14 → 2010-05-21
  Uvest Financial Services Group, Inc.
  Amesbury, MA
  Scarborough, ME
• 2005-10-14 → 2009-04-22
  Waddell & Reed
  Portsmouth, NH
  Portsmouth, NH
• 2005-06-01 → 2005-09-16
  Mml Investors Services, Llc
  York, ME
• 2003-02-04 → 2003-06-04
  Msi Financial Services, Inc.
  Exeter, NH

Exams

• S66 Uniform Combined State Law Examination
  2003-02-03
• S63 Uniform Securities Agent State Law Examination
  1994-08-22

Other Names

• James Gavin