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Sonja Premetz

Stifel, Nicolaus & Company, Incorporated

La Quinta, CA

Newport Beach, CA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-08-29
  • CA RA
    APPROVED
    Since 2024-08-29

Branch Locations

La Quinta, CA • United States

520 Newport Center Drive Suite 1500, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Newport Beach CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Newport Beach CA 11/2016 08/2024
Stifel, Nicolaus & Company, Incorporated New Port Beach CA 08/2024 Present
Previous Registrations
  • 2003-07-01 → 2024-09-26
    Wells Fargo Clearing Services, Llc
    Newport Beach, CA
    Newport Beach, CA
    Irvine, CA
    Newport Beach, CA
  • 1998-08-18 → 2003-07-01
    Prudential Equity Group, Llc
    Newport Beach, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-07-02
S63 Uniform Securities Agent State Law Examination 1996-04-26
  • S65 Uniform Investment Adviser Law Examination
    1998-07-02
  • S63 Uniform Securities Agent State Law Examination
    1996-04-26

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
U.S. BANCORP ADVISORS, LLC
WELLS FARGO CLEARING SERVICES, LLC
DST WEALTH MANAGEMENT LLC
INDEPENDENT ADVISOR ALLIANCE, LLC
NWF ADVISORY SERVICES INC
LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

MICHAEL JOSEPH BROWN
John M Polovick
Eduardo Gonzalez Perez
MIGUEL MELERO
JOHN FREDERICK SLOOP
EDWARD RICHARD WOOLERY
Michael Joseph Boden
ROBERT JOSEPH BINKELE

Other Offices

J.P. MORGAN SECURITIES LLC · LA QUINTA, CA
U.S. BANCORP ADVISORS, LLC · La Quinta, CA
WELLS FARGO CLEARING SERVICES, LLC · LA QUINTA, CA
DST WEALTH MANAGEMENT LLC · INDIAN WELLS, CA
INDEPENDENT ADVISOR ALLIANCE, LLC · La Quinta, CA
NWF ADVISORY SERVICES INC · Indio, CA
LPL FINANCIAL LLC · INDIO, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · La Quinta, CA

More in La Quinta, CA

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