Shaun C Hawkins

Current Employers

Employment History

• 09/2011 → 07/2021
  Merrill Lynch, Pierce, Fenner And Smith Incorporated
  Portland, ME
• 01/2012 → 07/2021
  Bank Of America, N.A.
  Portland, ME
• 07/2021 → Present
  Ubs Financial Services
  Portland, ME

Previous Registrations

• 2012-01-10 → 2021-07-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Portland, ME
  South Portland, ME

Other Businesses

I*45722 For profit or not for profit: For-Profit Organization Name of outside business organization: Hawk's Cove, LLC Investment related: N Address of business: Bridgton, Maine 04009 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 7/1/2010 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: As an author before joining Merrill Lynch, Hawk's Cove is the company I set up to publish, market, sell, and distribute my books. I*93892 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: PORTLAND HIGH FOOTBALL HALL OF FAME COMMITTEE INVESTMENT RELATED: N ADDRESS OF BUSINESS: 284 CUMBERLAND AVE., PORTLAND, MAINE 4101 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 4/4/2016 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: TO NOMINATE AND VOTE MEMBERS INTO THE PORTLAND HIGH SCHOOL FOOTBALL HALL OF FAME. RAISE MONEY FOR SCHOLARSHIPS FOR GRADUATING SENIOR FOOTBALL PLAYERS AND CHEERLEADERS

Exams

• S66 Uniform Combined State Law Examination
  2011-12-13
• S63 Uniform Securities Agent State Law Examination
  1994-09-09

Other Names

• Shaun Choate Hawkins